Miranda Sze Wai Sham
岑思慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miranda Sze Wai Sham (岑思慧), a licensed former licensee with CE reference AFI551. This person has 10.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-15 | 2015-03-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 - Advising on securities | 2012-08-13 | 2015-03-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-30 | 2015-03-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-23 | 2012-03-30 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 - Dealing in securities | 2009-07-30 | 2011-08-19 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 - Advising on securities | 2009-07-30 | 2011-08-19 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-30 | 2008-09-13 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-15 | 2007-03-30 |
| Worldwide Brokerage Limited 環球證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-20 | 2007-02-01 |
| Worldwide Brokerage Limited 環球證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Miranda Sze Wai Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.