Clio Wan Yue Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clio Wan Yue Lim (林尹瑜), a licensed Responsible Officer with CE reference ANQ280. Currently licensed at 1 firm(s): Cedarmont Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cedarmont Partners Limited 松恩資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-10 | present |
| Cedarmont Partners Limited 松恩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-10 | present |
| Cedarmont Partners Limited 松恩資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-10 | present |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-02 | 2025-07-31 |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-02 | 2025-07-31 |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 9 - Asset management | 2019-04-02 | 2025-07-31 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2018-12-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-10-25 | 2018-12-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-25 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2012-10-25 | 2018-12-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-03 | 2012-08-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-03 | 2012-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-11 | 2012-08-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-07-11 | 2010-09-03 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Clio Wan Yue Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yan Yee Tso | Daintree Partners Limited | 2019–2025 |
| Ivy Kar Wai Fung | Cedarmont Partners Limited | 2025–present |