Jiali Shi

施佳麗
CE No. ANQ016 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiali Shi (施佳麗), a licensed Representative with CE reference ANQ016. Currently licensed at 1 firm(s): Zhongtai International Securities Limited. Active regulated activities: Type 4 - Advising on securities. This person has 19.0 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Zhongtai International Securities Limited
中泰國際證券有限公司
Rep Type 4 - Advising on securities 2020-02-06 present
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 4 - Advising on securities 2018-10-03 2019-12-25
Zhongtai International Securities Limited
中泰國際證券有限公司
Rep Type 4 - Advising on securities 2017-09-12 2018-09-21
SDIC Securities (Hong Kong) Limited
國投證券(香港)有限公司
Rep Type 4 - Advising on securities 2012-04-26 2017-08-19
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 - Advising on securities 2009-02-20 2011-02-25
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 - Dealing in securities 2008-03-13 2011-02-25
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2006-07-04 2008-03-08
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2006-07-04 2008-03-08

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