James Chi Lap Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Chi Lap Lam (林子立), a licensed Responsible Officer with CE reference ANJ604. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 19.4 years of SFC licence history. Total licence records on file: 14.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-01-17 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-23 | 2022-01-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-23 | 2022-01-17 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-09 | 2021-06-05 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-03 | 2021-06-05 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-24 | 2014-11-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-15 | 2014-02-05 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-09 | 2014-02-05 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-03 | 2010-08-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-02 | 2009-09-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-08 | 2007-10-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-07 | 2007-10-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-07 | 2007-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Chi Lap Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Fong Han Lou | Emperor Futures Limited | 2006–2014 |
| Bennet Chi Kim Lui | Emperor Futures Limited | 2006–2014 |
| Man Lam Ma | Emperor Futures Limited | 2006–2014 |
| Suet Yeung Ng | Emperor Futures Limited | 2006–2014 |
| Hok Kam Wong | Emperor Futures Limited | 2006–2014 |
| Chan Chung | Emperor Futures Limited | 2006–2014 |
| Tin Kee Kong | Emperor Futures Limited | 2006–2014 |
| Jacky Wei Qi Li | Emperor Futures Limited | 2006–2014 |
| Wai Hong So | Emperor Futures Limited | 2006–2014 |
| Yuk Yin Chau | Emperor Futures Limited | 2006–2014 |
| Li Man Lam | Emperor Futures Limited | 2006–2014 |
| Tsz Ho Liu | Emperor Futures Limited | 2006–2014 |
| Yik Chong Siu | Emperor Futures Limited | 2006–2014 |
| Hoi Ling Wong | Emperor Futures Limited | 2006–2014 |
| Wa Yip | Emperor Futures Limited | 2006–2014 |
| Wai To Chan | Emperor Futures Limited | 2006–2014 |
| Chi Wai Leung | Emperor Futures Limited | 2006–2014 |
| Wai Yin To | Emperor Futures Limited | 2006–2014 |
| Henry Chi Kin Tse | Emperor Futures Limited | 2006–2014 |
| Ho Tung Li | Emperor Futures Limited | 2006–2014 |