Wa Yip
葉樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Yip (葉樺), a licensed former licensee with CE reference ADI974. This person has 15.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-06 | 2018-07-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2018-07-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wa Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Fong Han Lou | Emperor Futures Limited | 2004–2018 |
| Bennet Chi Kim Lui | Emperor Futures Limited | 2004–2018 |
| Hok Kam Wong | Emperor Futures Limited | 2004–2018 |
| Suet Yeung Ng | Emperor Futures Limited | 2005–2018 |
| Wai To Chan | Emperor Futures Limited | 2005–2018 |
| Tsz Ho Liu | Emperor Futures Limited | 2005–2018 |
| Man Lam Ma | Emperor Futures Limited | 2005–2018 |
| Jacky Wei Qi Li | Emperor Futures Limited | 2005–2018 |
| Hoi Ling Wong | Emperor Futures Limited | 2006–2018 |
| Henry Chi Kin Tse | Emperor Futures Limited | 2006–2018 |
| Ho Tung Li | Emperor Futures Limited | 2006–2018 |
| Lan Fong Tso | Emperor Futures Limited | 2006–2018 |
| Albert Sze Wai Wong | Emperor Futures Limited | 2006–2018 |
| Chow Wah Wong | Emperor Futures Limited | 2007–2018 |
| Chun Fung Young | Emperor Futures Limited | 2007–2018 |
| Wesley Ka Man Cheung | Emperor Futures Limited | 2007–2018 |
| Yuen Wai Cheung | Emperor Futures Limited | 2008–2018 |
| Andy Hon Man Ip | Emperor Futures Limited | 2008–2018 |
| Ngai Ting | Emperor Futures Limited | 2007–2018 |
| Chui Lan Fong | Emperor Futures Limited | 2008–2018 |