Wai Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ng (吳煒), a licensed Responsible Officer with CE reference ANI759. Currently licensed at 2 firm(s): Hung Sing Asset Management Limited, Hung Sing Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.1 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-08-23 | present |
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 |
RO | Type 9 - Asset management | 2019-08-23 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-30 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-30 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 9 - Asset management | 2019-04-30 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-04 | 2019-01-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2016-02-04 | 2019-01-14 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2016-02-04 | 2019-01-14 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-05-14 | 2016-02-04 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-14 | 2019-01-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-06 | 2015-05-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2013-08-06 | 2015-05-28 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-28 | 2013-08-06 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-28 | 2013-08-06 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-20 | 2013-05-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2011-01-20 | 2013-05-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-26 | 2011-01-20 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-26 | 2011-01-20 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-31 | 2009-10-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-11 | 2009-10-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-11 | 2009-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.