Yi Bu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Bu (卜毅), a licensed Responsible Officer with CE reference ANF288. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 20.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-31 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-12 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-06-12 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-27 | 2015-06-12 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-27 | 2015-06-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-30 | 2011-04-15 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-30 | 2011-04-15 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-27 | 2009-04-17 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-03-27 | 2009-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Bu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.