Vivek Mohindra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivek Mohindra, a licensed Responsible Officer with CE reference ANA721. Currently licensed at 1 firm(s): Kristal Advisors (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
RO | Type 4 - Advising on securities | 2016-11-15 | present |
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
RO | Type 9 - Asset management | 2016-11-15 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2013-05-16 | 2016-01-15 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-05-16 | 2016-01-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-08 | 2008-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-06-07 | 2008-10-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-10 | 2006-02-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2006-02-10 | 2006-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivek Mohindra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.