Tak Sun Nelson Ying
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Sun Nelson Ying (應德信), a licensed Responsible Officer with CE reference AMY780. Currently licensed at 2 firm(s): China Enterprise Securities Company Limited, China Enterprise Capital Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 8.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 - Advising on securities | 2019-05-02 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 - Asset management | 2019-05-02 | present |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-12-15 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-02 | 2026-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Sun Nelson Ying during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.