Yun Cai
蔡韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Cai (蔡韻), a licensed former licensee with CE reference AMY763. This person has 6.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 - Asset management | 2016-07-14 | 2018-12-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-21 | 2015-08-14 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-18 | 2012-02-03 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-15 | 2009-07-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.