Marco Jun Kit Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Jun Kit Lim (林俊傑), a licensed Responsible Officer with CE reference AMM425. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-07 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-07-07 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 - Asset management | 2026-07-07 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-30 | 2026-07-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-30 | 2026-07-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-04-30 | 2026-07-07 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-03 | 2025-12-22 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 4 - Advising on securities | 2025-06-03 | 2025-12-22 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 9 - Asset management | 2025-06-03 | 2025-12-22 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-19 | 2025-06-03 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-19 | 2025-06-03 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 9 - Asset management | 2024-12-19 | 2025-06-03 |
| MaiCapital Limited | RO | Type 4 - Advising on securities | 2020-01-09 | 2024-09-19 |
| MaiCapital Limited | RO | Type 9 - Asset management | 2019-03-18 | 2024-09-19 |
| MaiCapital Limited | Rep | Type 4 - Advising on securities | 2019-02-21 | 2020-01-09 |
| MaiCapital Limited | Rep | Type 9 - Asset management | 2019-02-21 | 2019-03-18 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2018-03-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-09-26 | 2018-03-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-26 | 2016-10-10 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-10-04 | 2008-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marco Jun Kit Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.