Iain Andrew Sergeant
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iain Andrew Sergeant, a licensed Representative with CE reference AMI862. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.9 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-03 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-06-03 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-10-13 | 2016-02-16 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2008-10-13 | 2013-12-19 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-10-13 | 2016-02-16 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2005-08-10 | 2008-09-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-10 | 2008-09-05 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2005-08-10 | 2008-09-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-08-10 | 2008-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Iain Andrew Sergeant during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.