David Kwong Yan Pow
鮑廣恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwong Yan Pow (鮑廣恩), a licensed former licensee with CE reference AMI311. This person has 9.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2015-06-05 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2015-06-05 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2011-06-03 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2011-06-03 | 2015-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-06-23 | 2011-05-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-12-07 | 2008-05-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2005-12-07 | 2008-05-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-04 | 2005-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Kwong Yan Pow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.