Yan Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yang (楊仁), a licensed Representative with CE reference ALW928. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 14.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-11-13 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-21 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-21 | present |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-24 | 2019-11-18 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 4 - Advising on securities | 2009-08-24 | 2019-11-18 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-08-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-10 | 2007-08-01 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2005-06-06 | 2005-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.