Chi Ming Shiu
蕭志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Shiu (蕭志明), a licensed former licensee with CE reference ALW470. This person has 2.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HT Capital Management Limited | Rep | Type 9 - Asset management | 2007-06-06 | 2008-07-04 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-13 | 2007-01-05 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2005-05-13 | 2007-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.