Simon Siu Hung Chiu
趙少洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Hung Chiu (趙少洪), a licensed Representative with CE reference ALW291. Currently licensed at 1 firm(s): Nivalis Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-20 | present |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 - Asset management | 2024-08-20 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2016-05-20 | 2023-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-08 | 2016-05-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-08 | 2016-05-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-04-08 | 2016-05-20 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-07 | 2016-03-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-07 | 2016-03-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-07 | 2016-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Siu Hung Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.