Tony Ho Tung Yue
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Ho Tung Yue (余浩東), a licensed Responsible Officer with CE reference ALU744. Currently licensed at 1 firm(s): SMBC Nikko Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 20.4 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-19 | present |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-03-19 | present |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-03-19 | present |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-10 | 2026-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-10-10 | 2026-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-10-10 | 2026-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-05 | 2022-10-10 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-09-05 | 2022-10-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-24 | 2022-08-19 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-24 | 2022-08-19 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-02 | 2017-11-24 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-02 | 2017-11-24 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-27 | 2015-09-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-27 | 2015-09-01 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-27 | 2015-09-01 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-22 | 2014-02-01 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-22 | 2014-02-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-28 | 2011-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-28 | 2011-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-11-28 | 2011-09-15 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-29 | 2005-11-26 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-29 | 2005-11-26 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-03-29 | 2005-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Ho Tung Yue during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.