Vincent Wai Shun Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Shun Lai (賴偉舜), a licensed Responsible Officer with CE reference ALU159. Currently licensed at 2 firm(s): Kingsway SW Asset Management Limited, Kingsway Financial Services Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2022-06-10 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-09 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 - Asset management | 2008-04-11 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2007-05-18 | present |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2008-04-11 | 2014-10-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2007-10-18 | 2011-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Wai Shun Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.