Katherine Ching Yu Chan
陳菁瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Ching Yu Chan (陳菁瑜), a licensed former licensee with CE reference ALS696. This person has 14.7 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-29 | 2026-08-07 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-29 | 2026-08-07 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-05 | 2024-10-08 |
| Basis Asset Management Limited 格致資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-05 | 2024-10-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-20 | 2016-04-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-03 | 2014-09-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-18 | 2012-06-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-24 | 2006-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Ching Yu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.