Janice Chi Ling Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Chi Ling Chu (朱芷寧), a licensed Responsible Officer with CE reference ALI083. Currently licensed at 2 firm(s): Centaline Wealth Management Limited, Centaline Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 - Asset management | 2016-03-17 | present |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-06 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-06 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-06 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-06-06 | 2016-03-17 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-10 | 2012-04-01 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 9 - Asset management | 2010-05-10 | 2012-04-01 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-12 | 2012-04-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-07 | 2010-02-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2007-12-11 | 2009-01-24 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-26 | 2009-01-24 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-05 | 2005-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janice Chi Ling Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.