Wenlin Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenlin Li (李文琳), a licensed Representative with CE reference ALC181. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 21.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-21 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-11-21 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-11-21 | present |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2010-10-27 | 2011-11-01 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2010-10-09 | 2011-11-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-10-24 | 2010-09-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-08-17 | 2006-04-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2004-08-17 | 2006-04-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wenlin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.