Seisaku Kubo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seisaku Kubo, a licensed former licensee with CE reference AKX826. This person has 5.3 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-14 | 2022-04-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2018-03-14 | 2022-04-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 - Asset management | 2018-03-14 | 2022-04-01 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-29 | 2005-10-17 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-07-15 | 2004-10-29 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2004-07-15 | 2005-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Seisaku Kubo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.