Chun Ho Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ho Lee (李振豪), a licensed Responsible Officer with CE reference AKI963. Currently licensed at 2 firm(s): Centaline Securities Limited, Centaline Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 4 - Advising on securities | 2022-12-09 | present |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-14 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-18 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-01-18 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 - Asset management | 2016-01-18 | present |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-25 | 2016-03-14 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-06 | 2016-01-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-06 | 2016-01-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-06-06 | 2016-01-18 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-18 | 2012-04-01 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-18 | 2012-04-01 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 9 - Asset management | 2010-05-18 | 2012-04-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-03 | 2010-02-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2006-03-21 | 2009-02-28 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-10 | 2009-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.