Benny Tak Ming Ho
何德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benny Tak Ming Ho (何德明), a licensed former licensee with CE reference AJH567. This person has 9.8 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-12-25 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-18 | 2015-12-25 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-24 | 2014-04-14 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 - Asset management | 2013-05-24 | 2014-04-14 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 4 - Advising on securities | 2013-01-23 | 2013-05-24 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技（證券）有限公司 |
RO | Type 9 - Asset management | 2013-01-23 | 2013-05-24 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 4 - Advising on securities | 2012-11-26 | 2013-05-24 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 9 - Asset management | 2012-11-26 | 2013-05-24 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-09 | 2012-11-26 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 - Asset management | 2012-07-09 | 2012-11-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-26 | 2012-06-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-26 | 2012-06-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-26 | 2012-06-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-22 | 2011-11-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-03-22 | 2011-11-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-22 | 2011-11-23 |
| Nexus Investment Management Limited | RO | Type 4 - Advising on securities | 2007-11-15 | 2011-02-09 |
| Nexus Investment Management Limited | RO | Type 9 - Asset management | 2007-11-15 | 2011-02-09 |
| Nexus Investment Management Limited | Rep | Type 4 - Advising on securities | 2007-10-31 | 2007-11-15 |
| Nexus Investment Management Limited | Rep | Type 9 - Asset management | 2007-10-31 | 2007-11-15 |
| NNIP Hong Kong Limited | RO | Type 1 - Dealing in securities | 2006-05-09 | 2007-08-15 |
| NNIP Hong Kong Limited | RO | Type 4 - Advising on securities | 2006-05-09 | 2007-08-15 |
| NNIP Hong Kong Limited | RO | Type 9 - Asset management | 2006-05-09 | 2007-08-15 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-03 | 2007-08-15 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 - Asset management | 2006-04-03 | 2007-08-15 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2004-01-06 | 2006-05-09 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2004-01-06 | 2006-05-09 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2004-01-06 | 2006-05-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benny Tak Ming Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.