Hu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hu Li (李虎), a licensed Responsible Officer with CE reference AJG540. Currently licensed at 1 firm(s): Aqua Capital Strategy Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.3 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-30 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 4 - Advising on securities | 2024-12-30 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
RO | Type 9 - Asset management | 2024-12-30 | present |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-31 | 2024-12-30 |
| Aqua Capital Strategy Limited 泓瀚資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-31 | 2024-12-30 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-22 | 2024-08-20 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 - Advising on securities | 2015-12-22 | 2024-08-20 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-12-22 | 2024-08-20 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-27 | 2015-09-18 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-27 | 2015-09-18 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-07-27 | 2015-09-18 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2012-04-26 | 2015-04-15 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2012-04-26 | 2015-04-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2012-04-26 | 2015-04-15 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2012-04-26 | 2015-04-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2012-04-26 | 2015-04-15 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2012-04-26 | 2015-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-06 | 2012-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-07-06 | 2012-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-07-06 | 2012-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-07-06 | 2012-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-07-06 | 2012-04-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-07-06 | 2012-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.