Agatha Chau Wan Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agatha Chau Wan Cheung (張秋雲), a licensed Responsible Officer with CE reference BDH663. Currently licensed at 1 firm(s): CEB International Capital Corporation Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 11.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-05 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 - Advising on securities | 2019-07-05 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-07-05 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-28 | 2019-07-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-28 | 2019-07-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-28 | 2019-07-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-13 | 2018-10-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-10-13 | 2018-10-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-10-13 | 2018-10-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-20 | 2015-10-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-16 | 2015-10-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-16 | 2015-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Agatha Chau Wan Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.