Agatha Chau Wan Cheung
張秋雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agatha Chau Wan Cheung (張秋雲), CE reference BDH663. Currently licensed at 1 firm(s): CEB International Capital Corporation Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-05 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 — Advising on securities | 2019-07-05 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-05 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-28 | 2019-07-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-28 | 2019-07-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-28 | 2019-07-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-13 | 2018-10-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-10-13 | 2018-10-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-13 | 2018-10-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-20 | 2015-10-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-16 | 2015-10-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-16 | 2015-10-13 |