Yun Lu
魯韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Lu (魯韵), a licensed former licensee with CE reference BFA945. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-15 | 2025-01-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-15 | 2025-01-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-15 | 2025-01-01 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-16 | 2020-09-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-16 | 2020-09-11 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-16 | 2020-09-11 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-03-13 | 2018-06-05 |