John Chung Lee

李仁中
CE No. AJB018 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Chung Lee (李仁中), a licensed former licensee with CE reference AJB018. This person has 4.8 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
AT Asset Management (Asia-Pacific) Limited
聯信亞太區資產管理有限公司
RO Type 9 - Asset management 2008-08-26 2009-01-31
AT Asset Management (Asia-Pacific) Limited
聯信亞太區資產管理有限公司
Rep Type 9 - Asset management 2007-11-06 2008-08-26
HT Capital Management Limited Rep Type 9 - Asset management 2007-08-16 2007-09-25
Newmount Investment Management (Asia) Limited
聯望投資顧問(亞洲)有限公司
RO Type 4 - Advising on securities 2006-03-13 2007-07-31
Newmount Investment Management (Asia) Limited
聯望投資顧問(亞洲)有限公司
RO Type 9 - Asset management 2006-03-13 2007-07-31
Newmount Investment Management (Asia) Limited
聯望投資顧問(亞洲)有限公司
Rep Type 9 - Asset management 2006-02-25 2006-03-13
Grand Partners Asset Management Limited
利盟資產管理有限公司
RO Type 9 - Asset management 2005-02-15 2006-01-31
MIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
Rep Type 1 - Dealing in securities 2003-08-29 2004-09-14
MIB Futures (Hong Kong) Limited
馬銀期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2003-08-29 2004-09-14

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Doris Ming Li Newmount Investment Management (Asia) Limited 2006–2007
Michael Allen Choa Newmount Investment Management (Asia) Limited 2006–2007
Anthony Yi Tong Muh AT Asset Management (Asia-Pacific) Limited 2007–2009
Angela Ka Po Fan AT Asset Management (Asia-Pacific) Limited 2007–2008
Tathagata Guha Roy AT Asset Management (Asia-Pacific) Limited 2007–2008
Grace Pui Sze Mok MIB Futures (Hong Kong) Limited 2003–2004
Thomas William Ashworth MIB Futures (Hong Kong) Limited 2003–2004
Kin Bun Chung MIB Futures (Hong Kong) Limited 2003–2004
Ting Yiu Ma MIB Futures (Hong Kong) Limited 2003–2004
Han Yin Tang MIB Futures (Hong Kong) Limited 2003–2004
Dennis Che Jung Lam MIB Securities (Hong Kong) Limited 2003–2004
Randolph Chen Chi Kwei Grand Partners Asset Management Limited 2005–2006
Violet Chin Huei Chong Grand Partners Asset Management Limited 2005–2006
James Shields Newman AT Asset Management (Asia-Pacific) Limited 2007–2008
Ching Yin Fung AT Asset Management (Asia-Pacific) Limited 2007–2008
Robert James de Courcy Hughes MIB Futures (Hong Kong) Limited 2003–2004
Jonathan Ceri Lloyd MIB Futures (Hong Kong) Limited 2003–2004
Harfun Ven AT Asset Management (Asia-Pacific) Limited 2007–2008
Kwok Keung So MIB Futures (Hong Kong) Limited 2004
Kathleen Ann Emerson MIB Futures (Hong Kong) Limited 2004

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