Yan Wang
王岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wang (王岩), a licensed former licensee with CE reference AJA480. This person has 13.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-09 | 2018-08-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-09 | 2018-08-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-29 | 2017-03-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-12-29 | 2017-03-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-01-29 | 2011-09-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-01-29 | 2011-09-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-20 | 2010-01-29 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-12-20 | 2011-09-19 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-13 | 2006-01-03 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-13 | 2005-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Arthur Cheng | BOCI Asia Limited | 2005–2011 |
| Chung Ho Man | BOCI Asia Limited | 2005–2011 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2005–2011 |
| Yiu Kei Leung | BOCI Asia Limited | 2005–2011 |
| Ka Man Leung | BOCI Asia Limited | 2005–2011 |
| Rowena See Wai Ng | BOCI Asia Limited | 2005–2011 |
| Kin Ming Marcus Woo | BOCI Asia Limited | 2005–2011 |
| Zhen Zhang | BOCI Asia Limited | 2005–2011 |
| Andy To Chung Wai | BOCI Asia Limited | 2006–2011 |
| Fang Bian | BOCI Asia Limited | 2006–2011 |
| Tong Li | BOCI Asia Limited | 2006–2011 |
| Sarah Lai Wong | BOCI Asia Limited | 2006–2011 |
| Rong Lu | BOCI Asia Limited | 2006–2011 |
| Chi Kin Mak | BOCI Asia Limited | 2006–2011 |
| Victor Chi Wing Pang | BOCI Asia Limited | 2006–2011 |
| Songjun Tan | BOCI Asia Limited | 2005–2010 |
| John Marshall Nicholson | BOCI Asia Limited | 2007–2011 |
| Jin Zhang | BOCI Asia Limited | 2007–2011 |
| Meng Hua Ng | BOCI Asia Limited | 2005–2011 |
| Xiaolu Chen | BOCI Asia Limited | 2005–2011 |