Felix Tak Mong Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Tak Mong Lee (李德望), a licensed Responsible Officer with CE reference AHV479. Currently licensed at 2 firm(s): Tianda Securities Limited, Tianda Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.8 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-30 | present |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-06-30 | present |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 - Advising on securities | 2025-06-30 | present |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 - Asset management | 2025-06-30 | present |
| BaoJia Capital Limited 保嘉資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-17 | 2025-06-12 |
| BaoJia Capital Limited 保嘉資本有限公司 |
Rep | Type 9 - Asset management | 2025-03-17 | 2025-06-12 |
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-17 | 2024-09-14 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-15 | 2024-09-14 |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-14 | 2023-02-17 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-14 | 2024-09-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-17 | 2022-03-31 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-17 | 2022-03-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-02 | 2021-08-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-08 | 2021-08-03 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-08 | 2021-08-03 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-23 | 2013-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-16 | 2011-10-08 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-05-11 | 2011-10-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-06 | 2011-10-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-06 | 2011-10-08 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-06 | 2011-03-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-03-26 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-28 | 2010-12-01 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-14 | 2010-12-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-29 | 2010-12-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-29 | 2010-12-01 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-01-02 | 2008-09-20 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2006-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Felix Tak Mong Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.