Judy Siu Lee Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Siu Lee Chu (朱小莉), a licensed Representative with CE reference AEV234. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-10 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-08-10 | present |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-28 | 2023-07-28 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2023-07-28 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Judy Siu Lee Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.