George Chang Chi Yen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Chang Chi Yen (嚴昌麒), a licensed Responsible Officer with CE reference AHU592. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 16.0 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-31 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-31 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-23 | 2012-12-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-23 | 2012-12-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-23 | 2012-12-12 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-06-02 | 2006-09-22 |
| PricewaterhouseCoopers Corporate Finance Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as George Chang Chi Yen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.