Hong Hai Pun
潘康海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Hai Pun (潘康海), a licensed former licensee with CE reference AHS951. This person has 20.4 years of SFC licence history. Total licence records on file: 53.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-05 | 2025-04-24 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-05 | 2025-04-24 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-01-05 | 2025-04-24 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-11 | 2025-04-24 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-07-11 | 2025-04-24 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2022-07-11 | 2025-04-24 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-11 | 2025-04-24 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-28 | 2022-07-11 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-02-28 | 2022-07-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-28 | 2022-07-11 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-02-28 | 2022-07-11 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 4 - Advising on securities | 2018-01-16 | 2021-09-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 - Asset management | 2018-01-16 | 2021-09-06 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-12-07 | 2021-09-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-29 | 2021-09-06 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-11-29 | 2021-09-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-11-29 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-20 | 2016-11-29 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-25 | 2016-09-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-12 | 2016-09-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-07-12 | 2016-09-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2016-07-12 | 2016-09-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-25 | 2015-09-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-25 | 2015-09-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-25 | 2015-09-25 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2013-10-29 | 2015-08-14 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-15 | 2015-08-14 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-04-15 | 2015-08-14 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-05 | 2013-04-15 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-05 | 2013-04-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-05 | 2013-10-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-02-27 | 2012-05-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-16 | 2012-05-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-30 | 2012-05-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-30 | 2012-05-08 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-01-24 | 2011-02-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-27 | 2011-02-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-16 | 2011-02-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-22 | 2010-10-27 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-22 | 2011-01-24 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-07 | 2009-12-01 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-07 | 2009-12-01 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-10-07 | 2009-12-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-07-28 | 2009-10-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-10-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-10-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Hai Pun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.