Ka Ming Chan
陳嘉鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Chan (陳嘉鳴), a licensed Responsible Officer with CE reference AHM935. Currently licensed at 1 firm(s): Natixis Investment Managers Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 20.4 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-18 | present |
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-14 | 2019-07-18 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-16 | 2019-04-30 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-16 | 2019-04-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-30 | 2013-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-30 | 2013-11-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-29 | 2004-09-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-06 |
| Kingsway-HIA Investment Products Limited |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.