Yin Kan Tsang
曾燕勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Kan Tsang (曾燕勤), a licensed former licensee with CE reference AGP156. This person has 17.1 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-16 | 2023-09-22 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-16 | 2023-09-22 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-28 | 2022-05-31 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-28 | 2022-05-31 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-14 | 2020-09-26 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-14 | 2020-09-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-30 | 2016-04-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-30 | 2016-04-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-30 | 2016-04-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-30 | 2016-04-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-11-30 | 2016-04-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-11-30 | 2016-04-26 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-07 | 2015-11-21 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-12 | 2015-11-21 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-12 | 2015-11-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-13 | 2012-07-07 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-13 | 2011-07-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-19 | 2008-11-19 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-23 | 2008-05-26 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-21 | 2008-05-26 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-11-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Kan Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.