Henry Wai Ki Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Wai Ki Kwok (郭偉奇), a licensed Responsible Officer with CE reference AGJ901. Currently licensed at 1 firm(s): ICBC Asset Management (Global) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 - Advising on securities | 2011-10-14 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-10-14 | present |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 - Asset management | 2011-10-14 | present |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 4 - Advising on securities | 2014-10-17 | 2020-11-03 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 9 - Asset management | 2014-10-17 | 2020-11-03 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-07-23 | 2021-07-27 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-05 | 2011-10-14 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-05 | 2008-09-01 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-12-05 | 2008-09-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | 2005-12-05 | 2011-10-14 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-18 | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-09-22 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Wai Ki Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.