Sam Hon Fan Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Hon Fan Lee (李漢勳), a licensed Responsible Officer with CE reference AGH865. Currently licensed at 1 firm(s): Kingsway Financial Services Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2016-01-27 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-22 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-13 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-01-22 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Hon Fan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.