Alan Leh Chiarng Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Leh Chiarng Chen (陳樂強), a licensed Responsible Officer with CE reference AGH159. Currently licensed at 1 firm(s): Maxa Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-31 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-03 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 9 - Asset management | 2021-03-03 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-06 | 2024-04-29 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-11 | 2020-02-05 |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
RO | Type 4 - Advising on securities | 2018-07-11 | 2020-02-05 |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
RO | Type 4 - Advising on securities | 2018-07-11 | 2020-02-05 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-11 | 2020-02-05 |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
RO | Type 9 - Asset management | 2018-07-11 | 2020-02-05 |
| Evenstar Advisors Limited 毅星顧問有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-14 | 2018-07-11 |
| Evenstar Advisors Limited 毅星顧問有限公司 |
RO | Type 4 - Advising on securities | 2012-01-13 | 2018-07-11 |
| Evenstar Advisors Limited 毅星顧問有限公司 |
RO | Type 9 - Asset management | 2012-01-13 | 2018-07-11 |
| Evenstar Advisors Limited 毅星顧問有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-03 | 2012-01-13 |
| Evenstar Advisors Limited 毅星顧問有限公司 |
Rep | Type 9 - Asset management | 2008-03-03 | 2012-01-13 |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-17 | 2007-12-31 |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-17 | 2016-09-19 |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
Rep | Type 9 - Asset management | 2006-11-29 | 2007-12-31 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-07-06 | 2007-04-30 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-04-30 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Leh Chiarng Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.