Kwong Chau Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Chau Wu (胡廣宙), a licensed Responsible Officer with CE reference AGH135. Currently licensed at 1 firm(s): Constance Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.9 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-14 | present |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 4 - Advising on securities | 2023-12-14 | present |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 9 - Asset management | 2023-12-14 | present |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-27 | 2023-12-14 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-27 | 2023-12-14 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 9 - Asset management | 2023-10-27 | 2023-12-14 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 4 - Advising on securities | 2023-05-08 | 2023-10-09 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 9 - Asset management | 2023-05-08 | 2023-10-09 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
Rep | Type 9 - Asset management | 2023-04-17 | 2023-05-08 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
RO | Type 9 - Asset management | 2021-11-25 | 2023-01-24 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-03 | 2021-11-25 |
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-10 | 2021-03-16 |
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-13 | 2019-09-10 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-09-17 | 2021-09-10 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 - Asset management | 2018-09-17 | 2021-09-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-15 | 2018-04-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-01 | 2018-01-15 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-01 | 2018-04-26 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-28 | 2017-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-28 | 2017-04-30 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2011-06-16 | 2014-03-25 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-16 | 2014-03-25 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-13 | 2011-06-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-19 | 2011-06-13 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-28 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Chau Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.