Tony Kwok Wing Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Kwok Wing Yau (邱國榮), a licensed Responsible Officer with CE reference AGE018. Currently licensed at 1 firm(s): Silver Nile Global Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 17.3 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-26 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-31 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-03 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 - Advising on securities | 2017-10-03 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 - Asset management | 2017-10-03 | present |
| HeungKong Capital Limited 香江資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-13 | 2023-02-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-03-02 | 2016-12-07 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Kwok Wing Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.