Siu Fai Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fai Cheung (張少輝), a licensed Responsible Officer with CE reference AGD973. Currently licensed at 1 firm(s): Hammer Capital Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.9 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-12-04 | present |
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
RO | Type 9 - Asset management | 2018-10-11 | present |
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-21 | 2018-04-30 |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-28 | 2015-04-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-05-24 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-05-24 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-24 | 2013-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-05-24 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-05-24 | 2013-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-05-24 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-05-24 | 2013-09-20 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-17 | 2011-04-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-17 | 2011-04-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-03 | 2011-04-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-09-03 | 2011-04-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2009-06-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2008-10-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-04-30 | 2008-10-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-10-28 | 2004-07-26 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-26 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fai Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.