Justin Sano Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Justin Sano Chan (陳生樂), a licensed Responsible Officer with CE reference AFY829. Currently licensed at 3 firm(s): Hua Liang Asset Management Limited, Hua Liang Securities Limited, Hua Liang Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-08 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-06 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-06 | present |
| Hua Liang Capital Limited 華量資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-03-06 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-11 | 2023-03-06 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-13 | 2022-06-10 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-10 | 2021-01-31 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-04-10 | 2021-01-31 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 4 - Advising on securities | 2017-08-25 | 2018-09-24 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-05-15 | 2018-09-24 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-25 | 2018-09-24 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-01-25 | 2018-09-24 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-29 | 2014-04-03 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 - Advising on securities | 2013-01-29 | 2014-04-03 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-01-29 | 2014-04-03 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-26 | 2012-07-14 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-26 | 2012-07-14 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2011-04-02 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-27 | 2011-04-02 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-07 | 2010-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Justin Sano Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.