Hon Nam Lee
李翰南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Nam Lee (李翰南), a licensed former licensee with CE reference AFU680. This person has 18.3 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-09-24 | 2024-10-21 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-20 | 2024-10-21 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-20 | 2021-09-24 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-25 | 2021-07-14 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-11-17 | 2021-07-14 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-02-18 | 2014-05-17 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-09 | 2014-05-17 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-09 | 2014-05-17 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-09 | 2014-02-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-08-24 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-05 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-05 | 2006-08-24 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Nam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.