Tin Yu Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Yu Wong (黃天宇), a licensed Responsible Officer with CE reference AFS830. Currently licensed at 2 firm(s): China Merchants Securities (HK) Co., Limited, China Merchants Futures (HK) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 20.5 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-21 | present |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-26 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-26 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-26 | 2022-02-21 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-07 | 2020-04-06 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-19 | 2018-03-07 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-19 | 2020-04-06 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-26 | 2017-10-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-19 | 2017-10-20 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-15 | 2017-10-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-16 | 2015-06-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-10 | 2008-09-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-14 | 2007-06-30 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-17 | 2007-05-27 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-30 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tin Yu Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.