Wan Wa Kwong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Wa Kwong (鄺韻樺), a licensed Responsible Officer with CE reference AFS605. Currently licensed at 1 firm(s): China Enterprise Securities Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 - Advising on securities | 2020-03-24 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 - Asset management | 2020-03-24 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-24 | 2026-01-16 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-25 | 2020-03-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-25 | 2020-03-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2020-02-25 | 2020-03-24 |
| PFC International Company Limited | RO | Type 1 - Dealing in securities | 2018-03-12 | 2019-12-31 |
| PFC International Company Limited | RO | Type 4 - Advising on securities | 2018-03-12 | 2019-12-31 |
| PFC International Company Limited | RO | Type 9 - Asset management | 2018-03-12 | 2019-12-31 |
| PFC International Company Limited | Rep | Type 1 - Dealing in securities | 2018-01-16 | 2018-03-12 |
| PFC International Company Limited | Rep | Type 4 - Advising on securities | 2018-01-16 | 2018-03-12 |
| PFC International Company Limited | Rep | Type 9 - Asset management | 2018-01-16 | 2018-03-12 |
| Pacific International Securities Limited 太平洋國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-10-06 | 2017-12-15 |
| Pacific International Securities Limited 太平洋國際證券有限公司 |
RO | Type 9 - Asset management | 2017-10-06 | 2017-12-15 |
| Pacific International Securities Limited 太平洋國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-07 | 2017-12-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-17 | 2016-11-01 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-11 | 2006-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Wa Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.