Noah Michael Farbstein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Noah Michael Farbstein, a licensed former licensee with CE reference AFE276. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-06 | 2015-09-25 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-06 | 2015-09-25 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Noah Michael Farbstein during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robin Adam Green | Oppenheimer Investments Asia Limited | 2014–2015 |
| Wan Chi Chu | Oppenheimer Investments Asia Limited | 2014–2015 |
| Dhawal Arvind Shah | Oppenheimer Investments Asia Limited | 2014–2015 |
| Eugenio T. Tan | Oppenheimer Investments Asia Limited | 2014–2015 |
| Cliff Stevens Huang | Oppenheimer Investments Asia Limited | 2014–2015 |
| Hyun Ho Kim | Oppenheimer Investments Asia Limited | 2014–2015 |
| Michael Chung | Oppenheimer Investments Asia Limited | 2014–2015 |
| Keemesh Desai | Oppenheimer Investments Asia Limited | 2014–2015 |
| Dapeng Xu | Oppenheimer Investments Asia Limited | 2014–2015 |
| Jia He | Oppenheimer Investments Asia Limited | 2014–2015 |
| Charles Broadfoot Holmes | Oppenheimer Investments Asia Limited | 2014–2015 |
| John Bennett Liptak | Oppenheimer Investments Asia Limited | 2015 |
| Po Yin Ching | Oppenheimer Investments Asia Limited | 2015 |
| Kevin Cho | Oppenheimer Investments Asia Limited | 2015 |