Kelly Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Chan (陳家禮), a licensed Representative with CE reference AFD940. Currently licensed at 2 firm(s): Guotai Junan Futures (Hong Kong) Limited, Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-14 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-25 | present |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-14 | 2020-08-23 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-14 | 2018-03-31 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-11-30 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-15 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-15 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-29 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-29 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelly Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.