Carlos Alfonso Oyarbide Seco
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlos Alfonso Oyarbide Seco, a licensed Responsible Officer with CE reference AEX557. Currently licensed at 1 firm(s): Yellow River Global Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 4 - Advising on securities | 2016-04-21 | present |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 9 - Asset management | 2016-04-21 | present |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-21 | 2018-06-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-09 | 2015-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-09 | 2015-12-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-04 | 2007-04-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-12 | 2007-04-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-12 | 2007-04-24 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Carlos Alfonso Oyarbide Seco during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Leung Hung | Yellow River Global Capital Limited | 2016–2020 |
| Sunny Pak Hin Poon | Yellow River Global Capital Limited | 2021–present |
| Chun Lam Chou | Yellow River Global Capital Limited | 2016–2017 |
| Xiaoguang Sun | Yellow River Global Capital Limited | 2016–2018 |
| Dongyue Liu | Yellow River Global Capital Limited | 2020–2021 |
| Li Gao | Yellow River Global Capital Limited | 2016–2017 |
| King Hang Tong | Yellow River Global Capital Limited | 2017 |