Wai Chuen Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chuen Cheung (張偉銓), a licensed Responsible Officer with CE reference AEQ255. Currently licensed at 1 firm(s): BOCOM MPF & Financial Services Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 21.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 1 - Dealing in securities | 2024-04-09 | present |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 4 - Advising on securities | 2024-04-09 | present |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-07 | 2024-04-09 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-07 | 2024-04-09 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-06 | 2024-01-26 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 - Advising on securities | 2014-08-06 | 2024-01-26 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 9 - Asset management | 2014-08-06 | 2024-01-26 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-09-24 | 2014-07-18 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 9 - Asset management | 2013-09-24 | 2014-07-18 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-04 | 2013-09-24 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-05-11 | 2013-09-24 |
| iTTa Capital Limited 意達資本有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-04 | 2012-11-30 |
| iTTa Capital Limited 意達資本有限公司 |
RO | Type 4 - Advising on securities | 2006-03-31 | 2012-11-30 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-18 | 2006-03-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-09 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-09 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-09 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chuen Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.