Hani Abuali
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hani Abuali ( ), a licensed former licensee with CE reference AEK136. This person has 17.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Petiole Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2018-10-02 | 2022-03-07 |
| Petiole Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-06-16 | 2018-10-02 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-11-30 | 2015-01-31 |
| Black's Link Capital Limited |
RO | Type 9 - Asset management | 2010-01-29 | 2011-05-27 |
| Polygon Investment Partners HK Limited |
Rep | Type 9 - Asset management | 2007-03-02 | 2009-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-04-07 | 2006-10-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-01-17 | 2006-10-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2006-01-17 | 2006-10-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-10-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-01-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hani Abuali during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.